to extend the applicability of the provisions of this Division to any other categories of derivatives business operators. SECTION 32. In this Division, (1) “customer” means any person who uses the
regulations: This Notification applies to the preparation of prospectus for infrastructure fund. Clause 2 In this Notification, The terms “mutual fund,” “management company,” “assets of an infrastructure
Privacy Policy Personal Data Protection Policy for Fundraising The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection Policy applies
applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as well as the
rating process. IOSCO members recognize that credit ratings, despite their numerous other uses, exist primarily to help investors and other users of credit ratings assess credit risks. Maintaining the
persons and general investors applies the same rules. In addition, the issuing companies must ensure that subscribers through any channels such as website or telephone, obtain executive summary or factsheet
must declare its intention to appoint debtholders’ representative since the beginning process that it applies for approval of debenture issuance to SEC because the appointment during the tenure of such
investors’ understanding and assessment of whether the mutual funds meet their investment needs and mitigate the risk of greenwashing. ** The fee exemption applies to the 100,000 Baht application fee for
service agreement with the company regarding to business related information technology and its uses in business management. The details of the transaction can be summarized as follows: 1. Transaction date
business related information technology and its uses in business management. The details of the transaction can be summarized as follows:- 1. Transaction date : 13 August 2018 2. Parties involved: Service