on asset allocation to advise them to diversify their investment portfolio and on the risks associated with investing in such debt securities.Additionally, the SEC has amended the disclosure rules to
Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are divided into two categories: Category A
Characteristics of the Executives of a Securities Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are
persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are divided into two categories: Category A Investor Contact who is authorized to
duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to contact, solicit or advise their customers, the Office expects the
performance of duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to contact, solicit or advise their customers, the Office
contact, solicit or advise their customers, the Office expects the companies to lay out plans and procedures for effective development of investor contact competency. To achieve the aforesaid objectives
strongly supports this project and helps advise interested business owners regarding the advantages of going public. From the first project, four participated companies from Chonburi, Pathumthani, and
emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients on derivatives trading, and to
procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients on derivatives trading, and to analyze value and