as having measures for emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients
wash hand - Install the sign to advise the operation when found to have fever - Prepare to take the patient to the hospital upon the request After the situation of pandemic of Coronavirus disease (COVID
) “investor contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided into two categories: Category A Investor
than one investment advisory companies, the investment advisory agent shall, prior to giving an advice, declare to the customer that such advise is acted on behalf of the agent of which investment
; “securities investment analysis” means an analysis on information in connection with securities in order to make an advise or to disclosure such analysis directly or indirectly about the value or an appropriate
any other securities; “securities investment analysis”4 means an analysis on information in connection with securities in order to make an advise or to disclosure such analysis directly or indirectly
information in connection with securities in order to make an advise or to disclosure such analysis directly or indirectly about the value or an appropriate of investment in such securities; 1 Amended by
of directors and executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for
executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided