developing business and human rights training courses for business sector in the Thai capital market is an assigned mission under the National Action Plan on Business and Human Rights Phase 1 (2019 – 2022

for Capital Market committee, established by SEC after introducing the “DLT Implementation as Digital Infrastructure of Capital Market” program in last September, is comprised of representatives from

have alternatives by using the capital market to accumulate wealth in the long run.SEC studied regulations in other countries to find proper guidelines for supervision, which focus on standardized

operators. The revised regulations require the said licensees appoint independent directors to perform their duties with honesty and trustworthiness for customer interest and thus aim to ensure efficient

landscape, and endorsement of international standards. The SEC has also laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market

fundamental development of ecosystem in the Thai capital market to enhance trustworthiness as well as efficiency and competitiveness of intermediaries and the overall market. The three-year strategic plan gives

first meeting on 6 November 2019 to consider the Master Blueprint and guidelines for driving forward implementation plans. “The Master Blueprint contains the overview of how the Thai capital market can

SEC, as the agency responsible for the supervision and development of the Thai capital market, focuses on the development of more options for SMEs and startups to mobilize funds through the capital

At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business

exchange with an exception for a SET permission.Therefore, SEC intends to revise the regulations on listed securities trading services outside the stock exchange for proper supervision and in accordance