. The suspension period for the offenders serving as a director or executive in the above cases will commence upon the date when the offenders affix their signature on the letter of consent to comply with
, and to bar him from serving as a director and executive of securities issuing companies and listed companies for 10 years. In addition, SEC has reported the case to AMLO as this
for SMEs and startups to the Thai capital market with technology utilization.” which emphasizes on the importance of SMEs to the Thai economic system and SEC’s role in “unlocking the three gateways
at a price lower than the market price. The governing regulations in this regard have become effective since 1 September 2022. The SEC is revising the principles for considering the market price and
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
succeeded in fund-raising. The seminar was also with the objective to provide knowledge on the capital market and the digital assets to the public under the open discussion of “How to Invest in Digital
Facebook page “Nvesting in the stock market” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 19/07/2024)
collaborative efforts to promote and propel sustainable finance initiatives in the Thai capital market. For example, promoting state agencies, local organizations and small enterprises in raising fund through
said The SEC?s strategic plan aims at stepping up the development of the Thai capital market in terms of liquidity, market capitalization, corporate governance, and sustainable development to increase
, the 12 other founding members of the Initiative and signatories to the Declaration of Intent to strengthen multilateral cooperation for sustainable development of the Thai capital market are: (1) the