The proposed guidelines have received public comments from several channels spanning from website, social media to focus groups.The to-be-issued rules will provide regulatory clarity for ICO
trust with less than 70 percent of its investment is made in the projects having commercial revenues, it will be allowed to offer units only to investors with a minimum subscription of 10 million baht
permissible for general mutual funds’ investment, in which the AMCs have the duties to look into the suitability and liquidity of such assets;4. Revising disclosure requirements on the funds’ portfolio holding
present, most of working-age people have not prioritized the need of saving for retirement. Many of them started saving too late with a little money in assets offering low return and thus unable to trail
incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working
SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May, I commit myself to work closely with SET on holistic approach in order to enhance
must not have behavior showing any objectives to engage in investment advisor business and must be registered with SEC. Even though the investment planners are waived in this matter, they are required
) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been
variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an
company had notified changes to the terms and conditions of the ZipUp+ services whereby the services of Zipmex Thailand were transferred to Zipmex Asia Pte. Ltd., Singapore (Zipmex Asia) and/or other