) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been
variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an
The Passport is intended to provide significant benefits to investors through more fund choice, while maintaining effective legal and regulatory arrangement for investor protection. It is also
Day."As a member of the World Federation of Stock Exchanges, the Stock Exchange of Thailand is delighted to have participated, for the 9th consecutive year, in the Ring the Bell for Gender Equality
, without counting the votes of the shareholders who have an interest in the matter. The shareholders are strongly advised to review the information and exercise their right to protect their interest, as well
. The current rules require both the issuers as well as all affiliates that engage in the main business of a group of companies to meet the qualifications and disclose information in the Filing Form
Shareholders of IFEC are encouraged to attend the extraordinary general meeting No.1/2018 and vote for new directors to fill seven vacancies. It is extremely important for IFEC to have an adequate
based on MoU signed in 2014, both the SECC and SEC Thailand agreed to have an additional Memorandum of Understanding (MOU) concerning the cross-border equity offering and issuance of DR which will allow
, Chairman of the SC congratulated SEC Philippines’ on its admission into the Framework. He said, “Under the ASEAN CIS Framework, retail investors are able to tap into a wider choice of funds from beyond
reports in the case of any unexpected event, and the submission period will be based on business days instead of calendar days to allow business operators to have more time.SEC has made the public