Commission would like to express our sincere thanks to the Association of Investment Management Companies and Ms. Karin Zia-Zarifi, Consultant of the SEC, for their kind support on the translation of this I

, applicable to all directors, executives, employees and staff of the company. 1.2.4  The board should ensure effective implementation including regular communication of the company’s policies and guidelines to

for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification

. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office

reasonable regulations. Beside regular communication with the preparers regarding the importance of quality financial reporting, the SEC cooperates with the Stock Exchange of Thailand in promulgating the

for quality within the firm” and “human resources” elements, as compared to the results from the 2 or 1 cycle. Meanwhile, the “ethical requirements”, an element of observations and further improvement

สาคญัทีใ่ช้ใน บนัไดความคาดหวงัทีส่่วนท้ายของเอกสาร 03 Focus Area Investment1 Tier 4 Tier 3 Tier 2 Tier 1 Target Setting Measure portfolio greenhouse gas (GHG) emissions. Set portfolio emissions reduction and/or

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including the work-from-home cooperation, the SEC adopted a remote approach for inspection of audit firms’ quality control systems, which enabled the SEC to maintain a regular inspection of such systems. In

areas. The latest inspection on 29 audit firms in the capital market revealed that 86 percent of the inspected audit firms received either “acceptable” or “very satisfactory” rating for their quality