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The proposed guidelines have received public comments from several channels spanning from website, social media to focus groups.The to-be-issued rules will provide regulatory clarity for ICO issuers, related intermediaries and those who transact with digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor and deter money laundering.ICO issuers must be a company established under Thai law, with a clear bus...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา Compliance Meeting หัวข้อ “Strengthen Self-Regulate กำกับดูแลตนเองอย่างเท่าทัน” ให้แก่เจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลัก
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
, with focus on related party transactions, disclosure of beneficial ownership and control; Organising the structure of enforcement authorities to allow effective and coherent action of the agencies
The BOT and the SEC previously discussed and reviewed the benefits and risks of digital assets and deemed it necessary to regulate and control the use of digital assets as a means of payment for
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
and Participation Disclosure and Transparency Internal Control and Internal Value Creation by Enhancing Market Competitiveness Code of Conduct and Code of Ethics The Board-Level Code of Governance
(APRACA) ในโอกาสเข้าศึกษาดูงานด้านการกำกับดูแลตลาดทุนของประเทศไทย ภายใต้หัวข้อ “Overview of the policies to regulate the stock market in Thailand” ณ สำนักงาน ก.ล.ต. เมื่อวันที่ 2 ตุลาคม 2566