SEC Secretary-General Ruenvadee Suwanmongkol said: “This seminar is the first opportunity of SEC to welcome SME entrepreneurs from all over the country that are members of the Federation of Thai SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view that our cooperation with the Federation of Thai SME will help SMEs access funds in the capital marke...
Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council under Royal Patronage to help lawyers sharpen their capability about class action in capital m...
: 28/02/2562 วันที่ตอบ : 05/03/2562 คำถาม : กองทุน buy & hold ในการคำนวณอัตราส่วนการลงทุนใน derivatives ที่มิใช่
ประโยชน์ของกองทุนรวม ที่ นจ.(ว) 7/2563 เรื่อง ซักซ้อมความเข้าใจเกี่ยวกับการจัดตั้งกอง buy & hold เพื่อซื้อทรัพย์สินของกองทุนรวมตราสารหนี้เพื่อเสริม
duties are related to inside information, including employees, workers or colleagues of the aforesaid persons who hold a position or is in the line of work involved in the performance of duties related to
duties are related to inside information, including employees, workers or colleagues of the aforesaid persons who hold a position or is in the line of work involved in the performance of duties related to
: The SET shall comply with the regulatory objectives and the operating rules of securities exchange. In issuing, revising or modifying its rules and regulations, the SET must conduct a hearing session
ซักซ้อมความเข้าใจเกี่ยวกับการจัดตั้งกอง buy&hold เพื่อซื้อทรัพย์สินของกองทุนรวมตราสารหนี้เพื่อเสริมสภาพคล่อง
Additional Rules on Foreign Companies Holding or to Hold Shares Being Securities Traded on Foreign Securities Exchange that Offer for Sale of Newly Issued Securities in Thailand
Following the tips from various sources to SEC, it has been found that DB Hold had been soliciting people via social media to invest in newly issued shares alongside with products that may be