at least on a quarterly basis;5. Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign ETFs to be in line with those
, according to their underlying assets, but at least on a quarterly basis; 5. Modifying consideration procedures of underlying indices, management strategies, and disclosure requirements for inbound foreign
hold or transact in trading instruments presenting a conflict of ctivities. 2.11 In instances where rated entities or obligors (e.g., sovereign nations or states) have, or are simultaneously pursuing
duties are related to such inside information, which include staff members, employees or colleagues of such staff members or employees, who hold the position, or carry out the work, involved in the
or employees, who hold the position, or carry out the work, involved in the performance of duties related to such inside information; (4) director, sub-committee member, representative of a juristic
shall be appointment of another person as the Chairman or commissioner, as the case may be. SECTION 10.4 The Chairman and each commissioner appointed in accordance with Section 8 shall hold office for a
commissioner appointed in accordance with Section 8 shall hold office for a term of four years and may be re-appointed but shall not hold office for more than two consecutive terms. Upon expiration of the term
theirs. In the case of REIT, a subsidiary means a company in which REIT invests indirectly through shareholding and which holds ownership of the invested assets. In addition, REIT must hold at least 99
interrupt international travel plans of directors to the point that listed companies are unable to hold the board of directors’ meeting to seek approval of the companies’ financial statements.” In
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual