instruct the SET to issue or amend its rules, or to act or omit to act, with a view to preventing damages. Securities Trading Center is another type of secondary market. Any company wishing to establish
instruct the SET to issue or amend its rules, or to act or omit to act, with a view to preventing damages. Securities Trading Center is another type of secondary market. Any company wishing to establish
other securities business, it shall be deemed that the company has been permitted by the Office to establish a branch office to provide private fund management services for customers. Clause 4. In
branch office for the other securities business, it shall be deemed that the company has been permitted by the Office to establish a branch office to provide private fund management services for customers
providers. In addition, investment token issuers who provide deposit and custodial service on self-issued investment tokens would be required to establish a system or mechanism for clearly segregating DA of
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
providers. In addition, investment token issuers who provide deposit and custodial service on self-issued investment tokens would be required to establish a system or mechanism for clearly segregating DA of
establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will
No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch Offices _____________ By virtue of Section 14