No. KorNor. 2/2550 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Management Companies to Establish Branch Offices _____________ By virtue of Section 14
provide services for securities business in the category of private fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the
therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide
efficiency of monitoring activities, how does the firm establish monitoring cycle for regular monitoring activities within a year? Please provide the monitoring schedule of each TSQM elements' activities and
establish measures and mechanisms to develop the potential of CII agencies in the public and private sectors, educational institutions, scholars, researchers, professors, pupils, and students, and to provide
asset business operators who obtain a relevant license and provide custody for customers’ digital assets to establish a wallet management system and a key management system for digital wallet management
establish efficient systems for managing digital asset wallets and cryptographic keys to ensure effective custody of digital assets and safekeeping of client assets. As for securities companies, they are
firm have any processes in place to establish a culture that promotes the quality of SOQM with objective of taking into consideration the public interest? Please describe. Please provide details of the
Bangkok, 17 January 2023 – The Securities and Exchange Commission (SEC) has issued regulations requiring digital asset business operators that provide custody of clients’ digital assets to establish
Introduction Board Committee and Audit Committee Establish Good Corporate Governance Lower Audit Report Timeliness Disclosure & Transparency Introduction – Cont. Board Committee and Audit Committee Disclosure