Rules, Conditions and Procedures for Application for License and Issuance of License for Establishing a Securities Trading Center under Regulatory Sandbox to Experiment and Develop Innovation In
Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are
impose excessive costs on small and medium-sized businesses and startups. SEC will also continue to develop fund-raising platforms and channels suitable for new generation investors and promote
-compliant free float by posting C and SP signs instead of charging fees Add volume alerts during auction SEC, SET and ASCO co-established Securities Bureau to gather information on the trading limits granted
feasible to develop a rule-based portfolio investment strategy that captures risk-adjusted returns and generates alpha? Can an investment strategy be formulated utilizing ESG scores and intangible capital
SEC later conducted a public hearing to gather views and suggestions on the matter from stakeholders during February – March 2023. The finalized amendment to the equity allocation regulations* has
the offering of capital shares to the group of persons and the price thereof as mentioned above to gather complete information before making a decision and passing a resolution
submit comments via the SEC website or email: ekarit@sec.or.th and chawin@sec.or.th. The public hearing ends on 27 March 2021. The SEC will also conduct a live talk to gather public opinions on the
The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted. To
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to