and exercise their voting right to protect their own interest as well as seek clarification from the company’s executives to gather complete information for decision making. In any case, due to the
’ equity falls below zero. In case of any irregular trading activity, SET is the frontline inspector and, if it is considered a liable offense, will gather information for SEC to conduct in-depth inspection
is effective by following standardized guidelines.On October 27th, 2022, the SEC conducted a public hearing to gather comments and suggestions on the proposed principle to the regulations governing
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
?Academic Alliance? project to develop knowledge management for public and private sectors as well as economic, social and capital market development. The project aims at creating quality graduates through a
entities in the capital market on a continuing basis. Moreover, the SEC carried on with the existing projects and initiated new ones to develop a sustainable growth of the capital market. One of the
@sec.or.th website : www.sec.or.th [ CONTENTS ] 16 Message from the Chairman Message from the Secretary-General Mission and Goals Board of the SEC Executive Officers of the Office of the SEC G OA L 1 Develop
gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor
wealth, thereby transforming Thailand from a product-driven economy to a value-driven economy and eventually escape the middle-income trap." The CrowdFunding Asia ™ Thailand Summit 2015 will gather