penalties were reduced by half to the imprisonment of one year. Later, the Appeal Court adjudicated to count the prison sentence for the 1st defendant (Mr. Pornthep) following the red number 1004/2561, 3300
December 2018, the public prosecutor filed a lawsuit against Suphanan with the Civil Court in the Black Case No. Por. 7633/2561. On 12 November 2019, the Civil Court dismissed the case in the Red Case No
securities trading account without any written authorization from the account owner. He admitted that both clients were siblings and the account owner asked her brother to submit trading orders without prior
?the SEC introduces ?Guidelines for shareholders? meeting?, a handbook written to provide guidelines on how to cast their votes, identify red flags and ask questions, contributing for shareholders to
consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
It increase eason was i n. shareholde on baht and ear 2017. Th tion. r’s Operatin nd Exchang ason for rela us year. The red to Q2‐2 8 and Q2 ye venue from ompared w Also, the sell 2 year 2017 d
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. Mr.Voraphot Chanyakomol 3. Mr. Suebwong Kaewthipharat 4. Mr. Pisit Wannavalee Authorization of directors : Any two directors from Mr. Pana Janviroj or Mr. Voraphot Chanyakomol cosigns with Mr. Suebwong