Clause 14(2) of the Notification No. SorKhor.49/2552 and Clause 20(2) of the Notification No. TorLorThor. 3/2555 was the 3rd category of prohibited characteristics of the capital market business personnel
, Kannida, Pakkawan and Kanchanarath, are prohibited from trading securities or derivatives for a period of 30 months each and are barred from serving as director or executive in any securities issuing
accordance with the SEC Notification* and therefore is banned from holding such positions under the Securities and Exchange Act.In the meantime, the SEC is investigating other persons related to the GL case
approvals and banned them from re-entering the industry for the total of two years, starting from June 30, 2016. ------------------------ Notes: 1. {X1} Securities (Thailand) Co., Ltd. can still operate
Commission.** The SEC has therefore banned the three persons from holding such positions at any securities issuing company and listed company for a period of three years each, which is the longest period
, filed a criminal complaint with the Department of Special Investigation (DSI) for further legal proceedings. As a result, Surasak is deeemed to possess untrustworthy characteristics and therefore banned
baht. The SEC will submit the total amount of the civil penalties and the compensation to the Ministry of Finance as public revenue. Apart from the civil sanction, the SEC banned Jajjai from holding the
civil sanction, the SEC banned Jajjai from holding the position of director or executive of any securities issuing company or listed company* for one year. ______________________ * Pursuant to the
sanction, the SEC banned Porameth from holding the position of director or executive at any securities issuing company or listed company** for three years. _____________________________ * Money received
SEC banned Sittichai from holding the position of director or executive at any securities issuing company and listed company* for three years. In addition, as a result of the civil sanction, the other