qualifications as prescribed under Clause 7; (2) the applicant does not have any prohibited characteristics under Clause 8, and (3) the applicant has paid for the application fee under the Notification of the
qualifications as prescribed under Clause 7; (2) the applicant does not have any prohibited characteristics under Clause 8, and (3) the applicant has paid for the application fee under the Notification of the
following conditions: (1) the applicant have qualifications as prescribed under Clause 7; (2) the applicant does not have any prohibited characteristics under Clause 8, and (3) the applicant has paid for the
Qualifications and Prohibited Characteristics of Directors and Executives of Derivatives Business Operators (Codified) (Synopsis) 03/08/2009 01/09/2009 Contact The Securities and Exchange Commission, Thailand
Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission  SorKhor 22/2553 Prohibited Characteristics of Directors, Executives and Major Shareholders of
Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission  SorKhor 22/2553 Prohibited Characteristics of Directors, Executives and Major Shareholders of
Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission  SorKhor 22/2553 Prohibited Characteristics of Directors, Executives and Major Shareholders of
 SorThor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. 23/05
 SorThor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. 23/05
 SorThor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. 23/05