TRANSLATED VERSION As of November 21, 2012 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
2012, the SEC continuously promoted legal development and focused on long-term cooperation by working closely with relevant agencies including the Department of Special Investigation and the Office of
: ________________________________________________________ 3) Home Regulator: _________________________________________________________ 4) Legal form of NRI CIS: Legal entity Unit trust Any other structure acceptable to participating jurisdictions 5) Type
): ______________________________________________________ 2) Home Jurisdiction: ________________________________________________________ 3) Home Regulator: _________________________________________________________ 4) Legal form of NRI CIS: Legal entity1
of the bond’s characteristics’ variation and the trigger events are clearly disclosed in the Framework. The actual financial impact is clearly disclosed in the bonds’ legal documentation. Reporting
the monopoly status of the Stock Exchange of Thailand through demutualization, and liberalize securities business licensing and brokerage fee. Other strategies include reform of legal framework and tax
Technology Dept. Mr. Kumpol Sontanarat Corporate Affairs Dept. Mrs. Charuphan Intararoong Enforcement Dept. Ms. Supa Thamthitivat Litigation Dept. Mr. Saengsiri Sirisansneeyawongse Legal Dept. Mrs. Supan
Teerawikawee Director Investment Management Supervision Department Mrs. Supan Poshyananda Director Legal Department SCE_Eng_p.1-16 10/29/04, 1:05 AM13 14 SCE_Eng_p.1-16 10/29/04, 1:05 AM14 15 The SEC was founded
The enhancement of fund managers’ duty performance in accordance with I-Code** will be supported by Thailand ESG Data Framework – an initiative under the AIMC Three-Year Sustainable Roadmap. The
-ร่าง- UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market