-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly
& business plan • Use of ICO proceeds • Key milestones • Type / legal structure of entity running the project • Team members / advisors • Financial information / track records (if available) • Key risks
intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a
(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
than the regulated entities under our own supervision. The governance framework was approved by the SEC Board on October 1, 2007. It has been reviewed periodically since then to ensure appropriateness
to investors’ legal capacity in executing legal acts before providing services to prevent legal issues regarding a person’s capacity, which may have an impact on the legal acts between digital asset
Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and
ตราสาร (framework) รวมถึง สอบทานลักษณะของโครงการหรือกิจกรรมทางเศรษฐกิจด้านสิ่งแวดล้อม สังคม หรือความยั่งยืนที่ผู้ออกตราสาร จะนำเงนิไปใช้ 2. การยืนยัน/การรับประกัน (Verification/Assurance) ซึ่งจะเป็นรายงาน
GBP (i.e. Use of Proceeds, Process for Project Evaluation and Selection, Management of Proceeds and Reporting) in a Green Bond Framework or in their legal documentation. Such Green Bond Framework and/or
15 per cent, it falls under the approval authority of the Board of Directors of the Company and the Company is neither required to prepare and disclose the information memorandum to the Stock Exchange