each client that contain accurate, complete, and up-to-date information in the event of returns mandate of client assets. The SEC emphasizes the importance of monitoring the operations of business
according to the clients’ intention. The SEC emphasizes the importance of monitoring the operations of business operators to ensure that they comply with all governing rules. In this case, Zipmex clients may
ผลิตภัณฑ์กองทุนรวมและการทำหน้าที่ของตัวกลางในการเสนอขายหน่วยลงทุน (Product and Distributor Monitoring) ประกาศ ณ วันที่ 2 มีนาคม พ.ศ. 2560
objective, purpose, or strategy of operation or procurement of benefit of REIT for investor’s understanding and use it as guideline for monitoring REIT business operation direction in the future; 2.2
interest 25 14.0 Remuneration 25 15.0 Monitoring 26 16.0 Engagement 27 17.0 Voting 28 Contents 8 Section A: Board 1.0 Responsibilities 1.1 Duties The board should act on an informed basis and in the best
common control with another entity. performs analytical functions that are necessary for the issuing or monitoring of a credit rating or participates in determining credit ratings, including an employee
investment universe. These policies should be communicated to clients and beneficiaries in plain and understandable language. 2.2 Active monitoring Institutional investors should monitor closely the companies
issuance of improper auditor’s reports, as well as countermeasures for mitigating such risks. 4.1 Inspection results on the quality control system by the Audit Firm (internal monitoring) (1) Name of
system by the Audit Firm (internal monitoring) (1) Name of inspecting unit…………………………………………………………… (2) Period of inspection.……………………………………………………… ……… (3) Scope of inspection (3.1) Audit engagements level
control quality and reduce losses - Create motivation by rewarding, if able to produce and control waste according to the target - Improved data storage system and production reports for monitoring and