) implementing the portfolio according to the asset allocation plan 4) monitoring and rebalancing the portfolio 5) providing consolidated reports for clients' review 4. Equipped
access of inside information by unauthorized personnel [ii] internal control and [iii] risk management of undertaking trust business, including measure for controlling and monitoring operation of its
audit committee’s responsibilities include monitoring and oversight of the listed company to which they hold a position as a committee to ensure that the company prepares accurate financial reports
) implementing the portfolio according to the asset allocation plan 4) monitoring and rebalancing the portfolio 5) providing consolidated reports for clients' review 4. Equipped
Eligibility Criteria Facilities processing food and/ or green/ garden/ yard waste to produce compost for agricultural, municipal or consumer applications • Zero measurable methane emissions • Monitoring
year. Clause 6 The securities clearing house shall apply effective measures and methods for monitoring and control of outstanding clearing and settlement of securities and risk incurred by each member to
change to the market condition and conduct a full validation of such model at least once a year. Clause 6 The derivatives clearing house shall apply effective measures and methods for monitoring and
investment strategies, product selection guidelines, investment monitoring and active engagement in addition to disclosing the fund management results to check whether they align with the set sustainability
การปฏิบัติงานสอบบัญชี (“engagement performance”) อยู่ในเกณฑ์ดีถึงดีมาก (ไม่เกินความเสี่ยงระดับ 2) และ (3) มีผลคะแนนในหัวข้อการติดตามผล (“monitoring”) อยู่ในเกณฑ์ดีถึงดีมาก (ไม่
the codes of professional ethics. Most of the findings are in Engagement Quality Control Reviewer (“EQCR”) rotation, non-audit service, individual acceptance, and independent monitoring. 13 Independent