. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures

evidences. Clause 3. In the capacity of an investment advisory company, the company shall maintain either collateral or liquid asset or both with adequate value as 3 As amended by the Notification of the

’ environment. CPN successfully maintain an effective capital structure and flexible financing cost structure, as well as prepare adequate funding to support the investment plan and lower the financing cost at

, reduction of expenses and deferring unnecessary investment projects. Accordingly, the Corporate Group has been able to maintain good gross profit margin and achieve higher net profit. - 2 - (2) Analysis of

selling of any securities ; (10) “ analysis of securities investment ” means an analysis of various data relating to securities to be used in advising or disseminating, whether directly or indirectly, the

) “analysis of securities investment” means an analysis of various data relating to securities to be used in advising or disseminating, whether directly or indirectly, the value of securities or the suitability

(COVID-19) in Thailand which affected the overall economy since the government announced various pandemic prevention measures. However, after the widespread and situation in Thailand became controllable

The REIT manager shall maintain its qualifications in accordance with the rules as prescribed under Chapter 1. 1 This provision hereby refers to the Notification of Securities and Exchange Commission No

the new deposit account services continuously which had the various products to meet the appropriate of the customers. The bank has provided the products by offering the incentives rate alongside the

deposit account services continuously which had the various products to meet the appropriate of the customers. The bank has provided the products by offfering the incentives rate alongside the any benefits