SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with the principles of corporate governance (CG), which has been adopted since 2002 by most IPO companies...
(Thailand) 2023. This initiative, organized by the government in collaboration with the National Anti-Corruption Commission (NACC), the Anti-Corruption Organization (ACT), and various stakeholders, aimed
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
Currently, a large number of intermediaries provide investment products and services. They each tend to require investors to fill in a lot of information via various, different forms to open an
, and (iii) revision to investment ratio in various types of assets to be more suitable and in line with different types of funds.?These amendments aim for practical implementation in the growing mutual
• Different regulatory landscapes, stewardship practices • Corporate structure, decision making process, influence of investors and other stakeholders • Understanding if and when tabling of various engagement
their respective types of risks and facilitate development of different types of securities businesses. Pursuant to the current rules, the paid-up registered capital of securities companies and
Why Do people Seek Help? 3 Alpha, Beta and Now…Gamma 4 Different Types of Gamma 5 6 No Portfolio is an Island 7 One Size Does Not Fit All 8 A Total Wealth View 9 A Total Wealth Perspective Over the
Analysis for the first quarter ended March 31, 2020 are different from the same period last year more than 20% To: The President, The Stocks Exchange of Thailand World Corporation Public Company Limited