any IOSCO-member country for at least 10 years. In addition, the applicant must not have inappropriate characteristics such as being filed a complaint against or taken under criminal proceeding for
notifications has taken suggestion from all parties, including listed companies, potential issuers, and investors, into consideration intended to provide clear and sufficient information for investors without
Leasing Association and the SEC Office, etc. In drafting the Security Interests Act, the Task Force has complied with international standards and has taken into consideration the details of business
, Assistant Secretary-General, in charge of Legal Development; and 5. Ms. Jomkwan Kongsakul, Assistant Secretary-General, in charge of Fundraising. The executive appointments above have taken effect since 10
or email at chanont@sec.or.th until 15 September 2008. All opinions and suggestions gathered from the survey will be taken into account in finalizing the draft regulation. For further inquiry, please
' securities trading orders. All of them admitted that the unrecorded orders were taken via mobile phone. The SEC therefore suspended them from duty as approved investment consultant for one month. For {F} and
shares at the acquired price on the same trading day was not new and was taken into the Sub-Committee?s consideration. The Sub-Committee?s opinion therefore remains unchanged. In addition, the fact that
has taken into account the public and stakeholders? comments and suggestions from the consultation on the governing principles conducted in last August. Notable changes were made to the level of ongoing
attend the shareholders? meetings and exercise their voting right to protect their own interest.?The following information provided in the prospectus shuould be taken into serious consideraton, namely (1
Niran's employment, taken legal action against him and paid a compensation for the affected client.?