security of systems related to digital asset custody, which could cause significant impacts on clients’ assets. The regulations have taken effect since 16 January 2023. Pursuant to the transitional

that possesses the characteristics of an investment company. The amended regulations in this matter have been published in the Government Gazette and have taken effect as from 1 January 2024

all offenders in this case were impleaded according to the evidence obtained from investigation process. “The SEC has taken actions according to the authority under the SEA and collaborated with

the SEC.? ?As such, if IPO companies and financial advisers would like to see their IPO process taken place on time, they need to cooperate with each other. While IPO companies should provide

company and shareholders? benefits taken into account, there are some companies that still do not. Besides, evidences for taking legal action against some fraud cases are rather difficult to find. Thus, it

dishonestly taken by Somchai who was authorized to sign for money withdrawal on behalf of the company. Such action was in violation of Sections 307, 308, 311 and 313 of the SEA.3. Embezzling B42 million from

to her advice. {C} also failed to record her giving of investment advice and accepting of securities trading orders from many of her clients. {C} admitted that the unrecorded orders were taken via

an otherwise good seasonal quarter, and taken together with de-consolidation of India PET business, had a volume impact on IVL of 7% for the 2nd quarter and 2% LTM;  Estate-wide Utility revamp

thresholds that should be met but requiring continuous improvement towards the best practice indicators over time. Enterprises are highly recommended to move from self-assessment to having their impact

mainly due to the loan taken to finance the acquisition of the hotel business in Europe and a loan taken to finance the acquisition of 6-14 Underwood Street office building. 1.6 Income Tax Expenses Income