market conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties
conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in
readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in accordance with laws, regulations
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
build an enterprise architecture that is conducive to cost-effectiveness and overall efficiency.? The MOAs are in line with the SEC mission to supervise and develop a reliable capital market and the LED
required to supervise and ensure that their advertisement would contain complete, correct and not misleading information.The consultation paper is available on the SEC website at http://capital.sec.or.th
forms in order to have sufficient information to supervise the aforementioned risks and to provide appropriate measures to respond to the case of such events, which could immediately slow down or
that company. This is to ensure that REIT receives full benefits from invested assets and that REIT can supervise and control subsidiary companies’ operations to be in compliance with the same rules