The SEC shall have the power and duty to formulate policies to promote, develop and supervise trust for transactions in the capital market. Such power and duty shall include: (1) the issuance of rules
. 2535 (1992) (SEC Act). Pursuant to the SEC Act, the SEC is empowered to supervise and develop the primary and secondary markets of the country’s capital market system as well as securities-related
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
other institutional investors to oversee the investees, encourage them to seek solutions or make changes based on good corporate governance principles to create long-term benefits rather than short-term
category is a pooled fund contest.The AOP will appoint an ad-hoc contest committee to oversee the application and the documents, any qualified party will advance to the interview round. The total scores
, (2) single funds of private companies, and (3) pooled fund of asset management companies.The AOP will appoint an ad-hoc contest committee to oversee the application and the documents, any qualified
Ministers ' Process.In June 2016, Australia, Japan, Republic of Korea, New Zealand and Thailand entered into a memorandum of co-operation (MoC). The JC was established under the MoC to oversee the effective
business operators who have expertise in the investment products of interest, the services in which Thai business operators also have responsibilities to oversee the appropriateness of foreign business
stakeholders in the ecosystem of financial reporting preparation in order for them to discharge their duties more efficiently and effectively. Meanwhile, the SEC will continue on the core mission to supervise
bank and responsible for regulating and licensing banks and other financial institutions. The Financial Institutions Business Act 2008 gives it broad authority to oversee bank corporate governance and