a criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before recommending case to the public attorney who has authority
ECD for further investigation and legal proceedings.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an
additional information for further investigation and legal action. Please be informed that filing a criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will
juristic person with dishonest intent, obtaining unlawful gains which damages the juristic person, or altering, shortening or falsifying documents. In addition, SEC has prescribed a procedure for
revision process. The final Draft Act will be submitted according to the National Legislative Council's procedure in due course.?In addition to the legislation, the SEC is simultaneously working to remove
’ list and then may exercise the right to appeal such DBD’s decision.According to Section 42 of the Administrative Procedure Act B.E. 2539 (1996), an administrative order shall be effective since the
intermediaries Intermediaries will be required to have a proper operational procedure to satisfy that each investor is qualified under the regulation and have the investor take a suitability test before selling
, and Patra agreed to enter the settlement procedure. The Settlement Committee, therefore, imposed a fine of B5,363,120.64, B1,296,010.44, B3,723,416.40 and B333,333.33 on the four of them, respectively.
have prohibited characteristics of capital market personnel pursuant to relevant regulations as long as he is subject to the complaint and the subsequent procedure, which caused his approved status to
relevant regulations as long as they are subject to the complaint and the subsequent procedure, which caused their approved status to cease. They are therefore no longer allowed to perform duties as capital