investment service provider. To perform their roles and responsibilities, personnel in the capital market need to acquire knowledge and understanding of the ESG principles and apply them in providing
Intermediary 06/09/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to
Intermediary 06/09/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to
06/09/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to
/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
/2013 01/04/2014 2. Notification of Capital Market Supervisory Board  TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
providing an opinion on the transaction regarding the acquisition of ordinary shares of TSE Overseas Group Company Limited. 5. Approval of the convening of the No. 1/2018 Extraordinary General Meeting of
providing an opinion on the transaction regarding the acquisition of ordinary shares of TSE Overseas Group Company Limited. 5. Approval of the convening of the No. 1/2018 Extraordinary General Meeting of
Advisory Co., Ltd. to be the independent financial advisor for providing an opinion on the transaction regarding the acquisition of ordinary shares of TSE Overseas Group Company Limited. 5. Approval of the
in the audit firm who has an influence on the applicant’s giving of opinions, including the spouse and minor children, of the person with equivalent authority, of other partners or equivalent, of other