giving an opinion or sharing an investment experience through a website or electronic media occurs extensively in increasingly various forms, both in https://publish.sec.or.th/nrs/8500pe.doc 8500pe_r.pdf
professional standards. The SEC - 01 - also continued to focus on the project to increase the number of auditors in the capital market by cooperating with the TFAC in arranging training sessions and providing
person giving investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product, without planning or analyzing of
for calculating a transaction size for a listed company providing financial aid and guarantee for a related person? A: As the listed company providing financial aid and guarantee to a related person
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or
considered a failure to perform duties with responsibility and deliberation as a professional. His non-compliance with the client’s instruction and his giving of advice with the implication of return guarantee
, liability of listed company will rise.??Investment analysts must adhere to professional standards and exercise due care when giving advice or opinion with impact on investment decision. Their opinion should
value of consideration which is the basis giving the highest result of transaction. The outcome is calculated from the Company’s consolidated financial statements in interim review version for the 9-month
Directors’ Meeting No. 4/2019 of Inoue Rubber (Thailand) Public Company Limited on May 13 , 2019 has passed the resolution to approve an entering into a related- party transaction for providing professional