investment contract expires. Such aforesaid conduct of the authorized director of Marnfah Group was liable to public offering of securities without approval in the category of debenture in violation of
. Thus, she jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section
online platforms such as Facebook without obtaining license from the SEC by in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case
congratulations on the 132nd Anniversary of the Ministry of Justice, by donating to the Justice Fund helping people in legal proceedings, application for temporary release of the accused or defendant, violation
Bangkok, January 22, 2009 ? The SEC has devoted its resources into the inspections of documentary evidence which may be related to the case of possible violation of securities laws involving S.E.C
securities trading orders is in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of
evidenced by large amount of related transactions. She then admitted that she took the client's trading orders via mobile phone.The aforesaid actions are in violation of Clause 20(3) of the Notification of
Anonchai?s continuous trading orders in SINGHA shares via internet trading system to lure the investing public into the trading. As his action is deemed a violation of Section 243 (2) of the Securities and
suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the