clearly understands such investment or transaction; (3) give advice to the client with balanced view [i] composing of characteristics, strong points, limitations, returns, and possible risks of risky or
: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish and having registered [such
เปิด ในหัวข้อ Incident Response from the Pentester's Eyes View และ Cybersecurity Incident Playbook: Priorities & Best Practices แก่ผู้ประกอบธุรกิจในตลาดทุนในรูปแบบออนไลน์ สอดรับแนวปฏิบัติด้านการรักษาระยะ
to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other
Exchange (SGX), who is of view that volatility closing price on such particular day was due to market?s low liquidity. SGX also investigated on the incident and decided to set additional measure where market
suitable to their investment profile with a view to saving sufficient assets for their retirements.The SEC will also focus on building a solid foundation for sustainable development by promoting the roles
must make a prior agreement with the clients the asset allocation or the investment planning services and parameters set in advance which are based on house view. In addition, the intermediaries must
“Komchadluek” trademark from Komchadluek Media at the amount of 100,000 baht, resulting in the total acquisition value of 70 million baht. NBC’s Board of Directors and the Audit Committee view that the entry
operation. 2. Debt securities underwriter, co-underwriter and its parent company and subsidiary company will be allowed to subscribe and be allocated the underwritten debt securities with a view to supporting
parties to effectively deal with the impact of flooding including operational procedure in case of emergency and preparation of backup plans with a view to facilitate continual securities trading,? said Mr