investment risk management guideline and due diligence checklist before investing in complex financial products with a view to elevating the standard of investment management business to be on par with
auditing the issues related to fraud risks and revenue recognition. In addition, the ongoing challenge to be urgently addressed was to increase the number of auditors with a view to accommodating the growth
this juncture, the SEC has also urged the ASCO to propose the guidelines for securities transfer between clients with a view to preventing fraud or inappropriate acts.
for developing and supervising digital assets in Thailand. Deputy Secretary-General Jomkwan presented the SEC’s roles in developing and promoting the digital asset market in Thailand, which included the
, developing and regulating securities businesses and the Thai capital market in consistence with the changing environments. In this regard, the SEC is working with the World Bank Group, an organization with
, mutual funds and financial instruments. SEC has publicized open APIs disclosing mutual fund information and adopted the machine-readable reporting method for the benefit of business operators in developing
SEC Chairman Voravidh Champeeratana said that “SEC is aware of the importance and necessity in developing SMEs and startups which will promote continuous and sustainable growth for Thai economy
organizations in the regional and international arenas will run until tomorrow, October 30 at Dusit Thani Hotel. ?Developing effective corporate governance practices is one of the first national priorities
perspectives on developing infrastructure policies that integrate technology in offering and trading financial products within the capital market. The SEC also met with representatives from the Financial Conduct
the Asia GX Consortium, the SEC Secretary-General emphasized that transition finance is a crucial step towards achieving a Net Zero economy. She also highlighted collaborative efforts in developing