It is the SEC’s policy to increase SMEs’ business opportunities by allowing them more convenient access to financial services in accordance with the Master Plan under the 20-Year National Strategy
Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the
as other securities, instruments or other assets to be specified by the SEC Board. The introduction of DR is in accordance with the SEC strategic plan, aiming to widen investment opportunities and
Spokesperson in accordance with the new organizational structure.* Currently, Mr. Anek Yooyuen holds the position of Deputy Secretary-General overseeing the Strategy and Planning Division, the Organizational
result of his failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 28/10/2022
order or act in accordance with the duties of responsible person regarding MAX failure to prepare and submit the financial statement for the year 2020 within the period as specified by the notification of
order or act in accordance with the duties of responsible person regarding MAX failure to prepare and submit the annual registration statement for the year 2020 (Form 56-1) within the period as specified
order or act in accordance with the duties of responsible person regarding MAX failure to prepare and submit the annual registration statement for the year 2020 (Form 56-1) within the period as specified
order or act in accordance with the duties of responsible person regarding MAX failure to prepare and submit the the reviewed financial statements for Q1/2021 within the period as specified by the
order or act in accordance with the duties of responsible person regarding MAX failure to prepare and submit the reviewed financial statements for Q2/2021 within the period as specified by the