order or act in accordance with the duties of responsible person regarding MAX failure to prepare and submit the reviewed financial statements for Q3/2021 within the period as specified by the
order or act in accordance with the duties of responsible person regarding MAX failure to prepare and submit the audited financial statements for the year 2021 within the period as specified by the
act in accordance with the duties of responsible person regarding MAX failure to prepare and submit the annual registration statement for the year/annual report for the year 2021 within the period as
failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 36/2023 Dated 24
failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 36/2023 Dated 24
other purposes. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.31 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 1/2023 Dated
assigning other persons to perform the work related to business operations. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 Settlement Committee Meeting
assets in accordance with the notification of the SEC for 194 days. In this regard, Satang did not deposit customers' digital assets with digital asset depository service providers and keep them in
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and
Securities Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in complex fund sale system accordance with the