Compliance, Inspections, and Examinations (OCIE) to share their experience with more than 200 capital market personnel from the SEC, the Stock Exchange of Thailand and securities companies on programmatic and
regulations to facilitate fund mobilization of the private sector as well as redemption of investment units. The CMSB also approved the amendment to the SET share buyback rules to accommodate listed company
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares
systems and application software, as well as take and test program source code at least once a year; (4) completely and sufficiently store and record logs for inspection of conflicts of interest in the
September 2013; “software program” means any calculation system which displays an analysis to give advice on the value or the appropriateness of any investment in securities or derivatives; “IT assets” means
the last year as follows (1) Revenue from sales of program rights increased 23.07% (2) Revenue from advertising and media services decreased 22.33% and (3) Revenue from sales of products increased 95.65
Approval Procedure on Issue and Program Basis ______________________ Clause 20 A company applying for an offer for sale of bonds shall file the application together with the registration statement to the SEC
has partnered with SET, the Association of Provident Fund (AOP), and the Association of Investment Management Companies (AIMC) to officially launch the program “Happy PVD Company”, which promotes and
Program (METMP), class 18, Ministry of Transport, attending a lecture on “Encouraging Participation in Service Innovation Development.” Ms. Rachamarn Suchitchon and Mrs. Wajee Jiratanachit, Directors of