systems and application software, as well as take and test program source code at least once a year; (4) completely and sufficiently store and record logs for inspection of conflicts of interest in the
September 2013; “software program” means any calculation system which displays an analysis to give advice on the value or the appropriateness of any investment in securities or derivatives; “IT assets” means
Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares
> Regulations > Fundraising > Debt Instrument > Offering of debt securities by Thai government agencies Regulations SHARE : Detail Content Debt Securities Offering of Debt Securities by Thai Government
Management 1 (ISQM 1) and the support for audit firms in the Thai capital market to acquire audit software and audit tools to help them perform the audit work. In addition, the SEC launched a hotline
Regulations SHARE : Detail Content Debt Securities Subordinated Instruments for Capital of Commercial Banks ('Basel III-compliant Instruments') Private Placements to Limited Number of Investors (PP
> Regulations > Fundraising > Debt Instrument > Bonds denominated in foreign currencies Regulations SHARE : Detail Content Debt Securities Bonds Denominated in Foreign Currencies Private Placement to
> Regulations > Fundraising > Debt Instrument > Perpetual Bond or Subordinated Bond Regulations SHARE : Detail Content Debt Securities Perpetual Bonds or Subordinated Bonds Private Placements to
> Regulations > Fundraising > Debt Instrument > REIT Bond or Infra Trust Bond Regulations SHARE : Detail Content Debt Securities Newly issued REIT Bonds or Infrastructure Trust Bonds Private Placements