inapplicable to an appointment of person to hold the positions under Clause 5, Clause 6 or Clause 7 in any of the following cases: (1) the appointment by an intermediary registered to be a derivatives
; (3) investment analyst ; (4)2 agricultural commodity trading management official. Clause 10 This Notification is inapplicable to an appointment of person to hold the positions under Clause 5, Clause 6
. Clause 10 This Notification is inapplicable to an appointment of person to hold the positions under Clause 5, Clause 6 or Clause 7 in any of the following cases: (1) the appointment by an intermediary
of conduct, CRAs should keep in mind that the laws and regulations of the jurisdictions in which they operate vary and take precedence over the IOSCO CRA Code. These laws and regulations may include
in Q1/2019 from the rise of crude price, which caused the cost of products to increase, while the service station prices were not able to keep up with pace. Additionally, the Company had freeze the
/en_GB/ 10 The Group is dependent on key employees, yet there is no guarantee that the Group will always be able to retain these key employees or attract new qualified employees in the future. The Group is
specify as such in the register book and shall provide particulars as prescribed in sub clause (1) of the first paragraph. Clause 17 An asset trustee shall keep the registered book at its headquarter and
percent of the total number of voting rights; (3) a juristic person not registered in the Kingdom of Thailand but having the following persons hold its shares altogether more than 50 percent of the total
notifications that contain overlapping regulations with other notifications** and do not keep pace with changing situations. They are (1) the Notification of the Office of the Securities and Exchange Commission
purported to keep client’s assets servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of