Mr. Morakot Chaithongkum Mr. Morakot Chaithongkum operated securities businesses of investment advisory and private fund management by giving advice in the normal course of business to the public
MR.CHALERMKIAT DEESAOWAPAK MR.CHALERMKIAT DEESAOWAPAK operated securities businesses of investment advisory by giving advice in the normal course of business to the public concerning the value of
on the clients? behalf at a high trading volume and value. Later, the clients demanded her to compensate for losses incurred from trading. In addition, {A} admitted to trading in such manner by giving
) ……......... 10. Number of companies for which the applicant has affixed signature in giving opinion on their financial statements over the past 5 years: Year of signature affixed Number of companies Affiliated
) ……......... 10. Number of companies for which the applicant has affixed signature in giving opinion on their financial statements over the past 5 years: Year of signature affixed Number of companies Affiliated
of the aforesaid businesses are as follows: ( 1 ) In the case of “ digital asset investment consultant, ” giving advice on digital asset investment or quoting digital asset value, and in the case of
the offer for sale of the portion of the debt securities that has not yet been offered or not yet been subscribed for. In giving an order under Paragraph 1, the SEC Office shall take the following
follows; a. Advisory fee of THB 12 million b. Commission of not exceed 1 month of rental for providing new tenants of shops and mini shops with a contract period not less than 1 year c. Commission of not
assistance to people who are hapless or are treated unfairly. The assistances consist of (1) providing legal aids to people who needed at official places, such as court, police stations, and other
practical challenges, providing valuable insights for auditors to apply in their financial audits of IPO and listed companies. The event was held at the TFAC Building on 12 January 2024.