shares from January 9, 2006 to January 25, 2007, the SEC probed into the case and found that Pattanapong had traded ASCON shares through trading accounts of five other persons in the manner that boosting
Page 1 of 7 Form 35 – foreign ETF Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy
? written authorization. She also arranged payments for traded securities ordered by other individuals. Moreover, the SEC found that Meaunchit had requested to transfer trading transactions to the company?s
Department of Special Investigation (DSI) after finding indicates that this group of people traded shares of Karat Sanitaryware Plc. ("KARAT") by using information that Apichart obtained while performing duty
approximately 600,000 ? 700,000 baht. Since then, his client told him to stop trading, but he traded again on January 5-6, 2012. Theera admitted he had traded derivatives for his client during aforementioned
him to stop trading, but he traded again on January 5-6, 2012. {A} admitted he had traded derivatives for his client during aforementioned period and also made trading decisions during January 5-6, 2012
for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded
(market maker)เพื่อนำไปซื้อขายสัญญาซื้อขายล่วงหน้าที่อ้างอิงกับทองคำ (Exchange Traded Derivatives) และกองทุนรวมอีทีเอฟ (Exchange Traded Fund) ที่อ้างอิงกับทองคำในต่างประเทศเพื่อให้
be long-term equity funds (LTF), retirement mutual funds (RMF) or exchange traded funds (ETF);- Redemption of investment units can be paid by securities and other assets in lieu of cash.The
, had traded KARAT shares by using inside information before it was publicly disclosed on July 3, 2002. DSI later referred the case to public prosecutor who issued a prosecution order against Apichart