Linkage. ?The Ministry of Finance has recently issued ministerial regulation on exemption of capital gain tax from selling of securities listed on exchanges in ASEAN members and traded through SET trading
ก.ล.ต. ประสานงานธนาคารแห่งประเทศไทย (ธปท.) ขอให้อนุญาตให้บริษัทหลักทรัพย์สามารถนำผู้ลงทุนรายย่อยไปลงทุนในตราสารอนุพันธ์ที่ซื้อขายในศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้า (exchange traded derivatives) ใน
that {B} had traded the client's securities without client's order. By admitting that trading decisions (30 percent of the transactions) were made before notifying the client, his action was therefore
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
traded {X1} Company shares in such a way that taking advantage of others by using non-public information material to {X1} Company share price which was {X1} Company's 315.79 million operating net loss in
countries, namely Cambodia, Laos and Myanmar, currently not regulated by members of International Organization of Securities Commissions (IOSCO) or not traded on the member markets of the World Federation of
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to
traded on the SET, was in violation of Section 239 and liable to the penalites under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht
being traded in great volume and the price was changing inconsistently with normal market conditions, to lure the public into trading such shares. Somchai?s offense was in violation of Section 243 (1
found that on January 7, 2013, Sermkirt, Wichian and Pratheep had colluded to trade PERM shares through their own securities trading accounts. They continuously traded PERM shares in the manner that