virtue of law, and Clause 1 of the Notification of the Capital Market Supervisory Board No. TorThor. 59/2552 Re. Criteria and Schedule to Submit Reports of Securities Companies dated 3 August 2009, the
manipulation in the secondary market. Furthermore, the standards for information disclosure have been raised to better protect digital asset investors.The notifications concerning the amended regulations have
market by increasing the number of auditors in the capital market and enhance the audit personnel?s capability in response to changes of professional standards and more complex transactions. Under this
materially high volume. {A}'s conducts were deemed trading securities on behalf of the client using his own decision, which was an interference with client's assets and non-compliance with standards of conduct
Authority (UK FCA) to share insights on international standards for digital asset market regulation on 7 November 2024.Ms. Nopnuanparn Pavasant, Assistant Secretary-General in charge of Financial Innovation
Investigation Bureau, the Anti-Money Laundering Office, and the Thai Bankers’ Association, to establish additional measures and industry standards to address the issue of victims' funds being transferred through
, accommodate financial innovations, and ensure alignment with SLB advancements aboard and internationally recognized standards*, while maintaining suitable investor protection.The SEC is therefore inviting
the next two years from June 16, 2011. The order has been issued after the SEC?s finding indicated his serious audit mistake and failure to comply with the auditing standards in performing the audit of
offered to retail investors in other home jurisdictions of ASEAN members. Also, the scheme must conform to the common standards on Standards of Qualifying CIS in terms of the qualifications of CIS operator
Bangkok, January 21, 2014 ? The SEC revised rules governing provident fund investment for more clarity and flexibility in line with international standards. The new rules have become effective in