Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the
be eligible for cross-border offerings, the mutual funds must meet acceptable standards. Such mutual recognition would help to increase competitive edge of the asset management business in the
, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 in conjunction with 30 Settlement
standards or practices. This case is under consideration of the public prosecutor. DAB Act S.30 Criminal Complaint Filed with an Inquiry Official Dated 02/04/2025
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ENG THAI (unofficial) Standards / Principles / Guidelines ASEAN https://www.sec.or.th/TH/Pages/LAWANDREGULATIONS/RESOURCECENTER-GREENBOND.aspx Thai Resource Center - Laws & Regulations
Analysis” ร่วมจัดโดย ก.ล.ต. CFA institute และสมาคม ซีเอฟเอ ไทยแลนด์ ให้แก่บุคลากรในธุรกิจตลาดทุนที่เกี่ยวข้องกับการวิเคราะห์การลงทุน ซึ่งมีผู้แทนจาก International Sustainability Standards Board (ISSB) ร่วม
countries on legal and regulatory arrangements, and their respective plans to consider adoption of ISSB Standards. The result of the survey shows encouraging steps by ACMF jurisdictions with existing
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence