of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private Funds (No. 2) dated 20 February 2017 (effective as from 1 March 2017). 4 (1) being a loan
) in Host Jurisdiction. Mr. C is a fund manager in Home Jurisdiction who is licensed, registered, approved or authorised to perform activity (b) in respect of CIS. He can apply to be Recognised
. 5. In particular the disclosures should, with respect to conflicts of interest, address the priority given to client interests in decision-making; with respect to collective engagement, describe the
: (1) being a gold trader for not less than 3 consecutive years and being a member of the Gold Traders Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2
category of gold ETF, a management company shall appoint a juristic person having the following qualifications to be an agent as prescribed in sub clause (1) of Clause 5: (1) being a gold trader for not less
) being a gold trader for not less than 3 consecutive years and being a member of the Gold Traders Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2) of
person having the following qualifications to be an agent as prescribed in sub clause (1) of Clause 5: (1) being a gold trader for not less than 3 consecutive years and being a member of the Gold Traders
qualifications: (a) being a life insurance agent who works for the company or its subsidiary only (acting as an exclusive agent); and 3 Amended by the Notification of the Capital Market Supervisory Board No. Tor
their September meeting (with the Principles being transmitted afterwards to the Leaders as agreed by the Ministers and Governors at their February meeting). The Principles were subsequently presented at