persons who could be possibly qualified as being the issuer of structured notes, features of structured notes and the offering of such securities to each type of investors. Therefore, the application and
invest in SSF regularly throughout the year to create a savings discipline for financial well-being,” said SEC Secretary-General Ruenvadee Suwanmongkol.Several asset management companies have already
was THB 172,138 million, increased by 19% YoY, mainly from petroleum related businesses, with respect to average selling price of finished products which increased considerably following global oil
; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client ; (9) having a system for protecting
; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the
; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the
laws; 10 (3) being currently subject to a criminal complaint or legal prosecution by a relevant agency in respect of the commission of an offense related to asset particularly due to the performance of
and Q1/2014 financial statements respectively due to limitation on their scope of audit/review. Accordingly, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to
exchange or clearing house. Futures Exchange - Being public limited company with registered paid up capital not less than 100 million baht. - Having the Board of Directors comprising (1) at least one
edition of the Principles. They generally reflect the views of the ICGN membership, the majority being institutional investors responsible for assets under management in excess of US$18 trillion. The