; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the

; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the

and Q1/2014 financial statements respectively due to limitation on their scope of audit/review. Accordingly, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to

invest in SSF regularly throughout the year to create a savings discipline for financial well-being,” said SEC Secretary-General Ruenvadee Suwanmongkol.Several asset management companies have already

laws; 10 (3) being currently subject to a criminal complaint or legal prosecution by a relevant agency in respect of the commission of an offense related to asset particularly due to the performance of

exchange or clearing house. Futures Exchange - Being public limited company with registered paid up capital not less than 100 million baht. - Having the Board of Directors comprising (1) at least one

edition of the Principles. They generally reflect the views of the ICGN membership, the majority being institutional investors responsible for assets under management in excess of US$18 trillion. The

, the Company is required to immediately prepare and disclose the information memorandum with respect to the asset acquisition transaction to the Stock Exchange and to notify the shareholders in writing

the businesses operated by the Company or the group of companies which comprises the Company, its subsidiaries and associated companies being operated or to be operated, as the case may be. In this

comprises the Company, its subsidiaries and associated companies being operated or to be operated, as the case may be. In this regard, the information shall also cover the following matters: 1.1.1 Overview of