Profession to be in line with International Standards Auditor Supervision Monitoring on Financial Report of Business in Capital Market Related Web Links SHARE : For More Information ContactUs Audit Oversight
(Codified) Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for
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review on a voluntary basis for the first time in 2008 and the second time during 2018-2019. These assessments are crucial for the development of the financial sector in Thailand as they help to ensure
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company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of
Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with the policy or the supervisory rules in effect at the time or to ensure the interest of
shall provide them with an option to exit from the mutual fund before the completion of the amalgamation/merger with a sufficient period and with fair treatment. Requirements for a resolution to be
submission of a report for an accounting period. (5) Announcement of dividend payment such as in the case of closed-end funds listed in Stock Exchange must comply with the Stock Exchange rules. (6) Actions
review on a voluntary basis for the first time in 2008 and the second time during 2018-2019. These assessments are crucial for the development of the financial sector in Thailand as they help to ensure