the category of private fund management; (6) be able to show that its human resource will be prompt and adequate with a view to responsibility for private fund management. Directors, managers and
licensee shall pay the license fee in accordance with Clause 6, provided that it may choose to pay a lump sum on the date of receiving the license or pay not more than five annual installments divided
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the category of private fund management; (6) be able to show that its human resource will be prompt and adequate with a view to responsibility for private fund management. Directors, managers and
licensee shall pay the license fee in accordance with Clause 6, provided that it may choose to pay a lump sum on the date of receiving the license or pay not more than five annual installments divided
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SEC Office in accordance with Section 104 of the Securities and Exchange Act B.E. 2535. Clause 3 Securities company shall file with the SEC Office an application for approval of person to be a major
their comments on key issues at the 2010 Asian Roundtable annual meeting in Shanghai, China and to provide written comments afterwards. A sec- ond draft of this Report was circulated for further comments