Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
> Financial Reporting and Audit Oversight > Auditor Supervision > Handbook for approval of foreign auditors Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor
ทางการเงินและผู้สอบบัญชี > การกำกับดูแลผู้สอบบัญชี > Handbook for approval of foreign auditors กฎเกณฑ์ SHARE : Detail Content ก ารกำกับรายงานทางเงินและผู้สอบบัญชี 2. การกำกับดูแลผู้สอบ
. 2546 (2003). “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish
wrongful acts against investors’ assets are liable to the highest sanction of revocation of approval for investment consultant for Complex Financial Products Type 2. However, the approval for Somchai as
) the administrative sanction to restrict or suspend business undertaking or revoke licenses, registration or approval shall be imposed on the violation or non-compliance with any of the following
Disclosure Business News ( 10 record(s) found) Date Time Heading Link 20/12/2022 17:02 Approval of connected transactions 09/08/2022 17:03 Approval of Real estate rental transactions for a period not longer
sanction on the capital market auditor in the Securities and Exchange Act and to repeal and replace the provisions on renewal of the approval of the capital market auditor every 5 years with a permanent
establishment and management of mutual funds by allowing electronic submission of all required documents through the Online Fund Approval and Management System (“OFAM”). In addition, the amendment would expand
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