List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. SEAN GORDON COMEAU Approval Type of approval Effective date Expiry date No records to
List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. YASUAKI TANAKA Approval Type of approval Effective date Expiry date No records to display
/2553 Re: Approval of Auditors in the Capital Market Whereas Section 61, Section 89, Section 106, Section 199 and Section 217 of the Securities and Exchange Act B.E. 2535 (1992), and Section 140 of the
. 2546 (2003). “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish
) strengthening the confidence in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 SEC public hearing on draft amendment to approval for paperless filing of mutual funds Fund Approval and Management
ทางการเงินและผู้สอบบัญชี > การกำกับดูแลผู้สอบบัญชี > Handbook for approval of foreign auditors กฎเกณฑ์ SHARE : Detail Content ก ารกำกับรายงานทางเงินและผู้สอบบัญชี 2. การกำกับดูแลผู้สอบ
Bangkok, December 7, 2012 ? The SEC will not accept application of Chanunkorn Satiraprapakul for approval as auditor in the capital market for one year, as from December 7, 2012. This follows the SEC
wrongful acts against investors’ assets are liable to the highest sanction of revocation of approval for investment consultant for Complex Financial Products Type 2. However, the approval for Somchai as
) the administrative sanction to restrict or suspend business undertaking or revoke licenses, registration or approval shall be imposed on the violation or non-compliance with any of the following
Disclosure Business News ( 10 record(s) found) Date Time Heading Link 20/12/2022 17:02 Approval of connected transactions 09/08/2022 17:03 Approval of Real estate rental transactions for a period not longer